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Securities and Exchange Commission (SEC)
The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
Source: https://www.usa.gov/agencies/securities-and-exchange-commission
SECURITIES AND EXCHANGE COMMISSION
Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission
II. Description of Final Rule Amendments
A. Prohibited Ownership of Financial Industry Sector Funds
The Commission proposed amending § 4401.102(c)(1) to explicitly prohibit employee ownership…
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TEXT I
Globally, and in each of our respective nations, we are in an era of interconnections, complexity, and rapid change that creates a set of new and daunting challenges and opportunities for national governance and international institutions. The global financial crisis, international health pandemics, conflict-driven crossborder migration and refugee issues, public corruption and money laundering, and looming fiscal exposures from climate change are prominent examples of the g…
